Sir James George Frazer (1854–1941). The Golden Bough. 1922.
Chapter 9. The Worship of Trees§ 1. Tree-spirits
I
From an examination of the Teutonic words for “temple” Grimm has made it probable that amongst the Germans the oldest sanctuaries were natural woods. However that may be, tree-worship is well attested for all the great European families of the Aryan stock. Amongst the Celts the oak-worship of the Druids is familiar to every one, and their old word for sanctuary seems to be identical in origin and meaning with the Latin nemus, a grove or woodland glade, which still survives in the name of Nemi. Sacred groves were common among the ancient Germans, and tree-worship is hardly extinct amongst their descendants at the present day. How serious that worship was in former times may be gathered from the ferocious penalty appointed by the old German laws for such as dared to peel the bark of a standing tree. The culprit’s navel was to be cut out and nailed to the part of the tree which he had peeled, and he was to be driven round and round the tree till all his guts were wound about its trunk. The intention of the punishment clearly was to replace the dead bark by a living substitute taken from the culprit; it was a life for a life, the life of a man for the life of a tree. At Upsala, the old religious capital of Sweden, there was a sacred grove in which every tree was regarded as divine. The heathen Slavs worshipped trees and groves. The Lithuanians were not converted to Christianity till towards the close of the fourteenth century, and amongst them at the date of their conversion the worship of trees was prominent. Some of them revered remarkable oaks and other great shady trees, from which they received oracular responses. Some maintained holy groves about their villages or houses, where even to break a twig would have been a sin. They thought that he who cut a bough in such a grove either died suddenly or was crippled in one of his limbs. Proofs of the prevalence of tree-worship in ancient Greece and Italy are abundant. In the sanctuary of Aesculapius at Cos, for example, it was forbidden to cut down the cypress-trees under a penalty of a thousand drachms. But nowhere, perhaps, in the ancient world was this antique form of religion better preserved than in the heart of the great metropolis itself. In the Forum, the busy centre of Roman life, the sacred fig-tree of Romulus was worshipped down to the days of the empire, and the withering of its trunk was enough to spread consternation through the city. Again, on the slope of the Palatine Hill grew a cornel-tree which was esteemed one of the most sacred objects in Rome. Whenever the tree appeared to a passer-by to be drooping, he set up a hue and cry which was echoed by the people in the street, and soon a crowd might be seen running helter-skelter from all sides with buckets of water, as if (says Plutarch) they were hastening to put out a fire.
Among the tribes of the Finnish-Ugrian stock in Europe the heathen worship was performed for the most part in sacred groves, which were always enclosed with a fence. Such a grove often consisted merely of a glade or clearing with a few trees dotted about, upon which in former times the skins of the sacrificial victims were hung. The central point of the grove, at least among the tribes of the Volga, was the sacred tree, beside which everything else sank into insignificance. Before it the worshippers assembled and the priest offered his prayers, at its roots the victim was sacrificed, and its boughs sometimes served as a pulpit. No wood might be hewn and no branch broken in the grove, and women were generally forbidden to enter it.
But it is necessary to examine in some detail the notions on which the worship of trees and plants is based. To the savage the world in general is animate, and trees and plants are no exception to the rule. He thinks that they have souls like his own, and he treats them accordingly. “They say,” writes the ancient vegetarian Porphyry, “that primitive men led an unhappy life, for their superstition did not stop at animals but extended even to plants. For why should the slaughter of an ox or a sheep be a greater wrong than the felling of a fir or an oak, seeing that a soul is implanted in these trees also?” Similarly, the Hidatsa Indians of North America believe that every natural object has its spirit, or to speak more properly, its shade. To these shades some consideration or respect is due, but not equally to all. For example, the shade of the cottonwood, the greatest tree in the valley of the Upper Missouri, is supposed to possess an intelligence which, if properly approached, may help the Indians in certain undertakings; but the shades of shrubs and grasses are of little account. When the Missouri, swollen by a freshet in spring, carries away part of its banks and sweeps some tall tree into its current, it is said that the spirit of the tree cries, while the roots still cling to the land and until the trunk falls with a splash into the stream. Formerly the Indians considered it wrong to fell one of these giants, and when large logs were needed they made use only of trees which had fallen of themselves. Till lately some of the more credulous old men declared that many of the misfortunes of their people were caused by this modern disregard for the rights of the living cottonwood. The Iroquois believed that each species of tree, shrub, plant, and herb had its own spirit, and to these spirits it was their custom to return thanks. The Wanika of Eastern Africa fancy that every tree, and especially every coco-nut tree, has its spirit; “the destruction of a cocoa-nut tree is regarded as equivalent to matricide, because that tree gives them life and nourishment, as a mother does her child.” Siamese monks, believing that there are souls everywhere, and that to destroy anything whatever is forcibly to dispossess a soul, will not break a branch of a tree, “as they will not break the arm of an innocent person.” These monks, of course, are Buddhists. But Buddhist animism is not a philosophical theory. It is simply a common savage dogma incorporated in the system of an historical religion. To suppose, with Benfey and others, that the theories of animism and transmigration current among rude peoples of Asia are derived from Buddhism, is to reverse the facts.
Sometimes it is only particular sorts of trees that are supposed to be tenanted by spirits. At Grbalj in Dalmatia it is said that among great beeches, oaks, and other trees there are some that are endowed with shades or souls, and whoever fells one of them must die on the spot, or at least live an invalid for the rest of his days. If a woodman fears that a tree which he has felled is one of this sort, he must cut off the head of a live hen on the stump of the tree with the very same axe with which he cut down the tree. This will protect him from all harm, even if the tree be one of the animated kind. The silk-cotton trees, which rear their enormous trunks to a stupendous height, far out-topping all the other trees of the forest, are regarded with reverence throughout West Africa, from the Senegal to the Niger, and are believed to be the abode of a god or spirit. Among the Ewespeaking peoples of the Slave Coast the indwelling god of this giant of the forest goes by the name of Huntin. Trees in which he specially dwells—for it is not every silk-cotton tree that he thus honours—are surrounded by a girdle of palm-leaves; and sacrifices of fowls, and occasionally of human beings, are fastened to the trunk or laid against the foot of the tree. A tree distinguished by a girdle of palm-leaves may not be cut down or injured in any way; and even silk-cotton trees which are not supposed to be animated by Huntin may not be felled unless the woodman first offers a sacrifice of fowls and palm-oil to purge himself of the proposed sacrilege. To omit the sacrifice is an offence which may be punished with death. Among the Kangra mountains of the Punjaub a girl used to be annually sacrificed to an old cedar-tree, the families of the village taking it in turn to supply the victim. The tree was cut down not very many years ago.
If trees are animate, they are necessarily sensitive and the cutting of them down becomes a delicate surgical operation, which must be performed with as tender a regard as possible for the feelings of the sufferers, who otherwise may turn and rend the careless or bungling operator. When an oak is being felled “it gives a kind of shriekes or groanes, that may be heard a mile off, as if it were the genius of the oake lamenting. E. Wyld, Esq., hath heard it severall times.” The Ojebways “very seldom cut down green or living trees, from the idea that it puts them to pain, and some of their medicine-men profess to have heard the wailing of the trees under the axe.” Trees that bleed and utter cries of pain or indignation when they are hacked or burned occur very often in Chinese books, even in Standard Histories. Old peasants in some parts of Austria still believe that forest-trees are animate, and will not allow an incision to be made in the bark without special cause; they have heard from their fathers that the tree feels the cut not less than a wounded man his hurt. In felling a tree they beg its pardon. It is said that in the Upper Palatinate also old woodmen still secretly ask a fine, sound tree to forgive them before they cut it down. So in Jarkino the woodman craves pardon of the tree he fells. Before the Ilocanes of Luzon cut down trees in the virgin forest or on the mountains, they recite some verses to the following effect: “Be not uneasy, my friend, though we fell what we have been ordered to fell.” This they do in order not to draw down on themselves the hatred of the spirits who live in the trees, and who are apt to avenge themselves by visiting with grievous sickness such as injure them wantonly. The Basoga of Central Africa think that, when a tree is cut down, the angry spirit which inhabits it may cause the death of the chief and his family. To prevent this disaster they consult a medicine-man before they fell a tree. If the man of skill gives leave to proceed, the woodman first offers a fowl and a goat to the tree; then as soon as he has given the first blow with the axe, he applies his mouth to the cut and sucks some of the sap. In this way he forms a brotherhood with the tree, just as two men become blood-brothers by sucking each other’s blood. After that he can cut down his tree-brother with impunity.
But the spirits of vegetation are not always treated with deference and respect. If fair words and kind treatment do not move them, stronger measures are sometimes resorted to. The durian-tree of the East Indies, whose smooth stem often shoots up to a height of eighty or ninety feet without sending out a branch, bears a fruit of the most delicious flavour and the most disgusting stench. The Malays cultivate the tree for the sake of its fruit, and have been known to resort to a peculiar ceremony for the purpose of stimulating its fertility. Near Jugra in Selangor there is a small grove of durian-trees, and on a specially chosen day the villagers used to assemble in it. Thereupon one of the local sorcerers would take a hatchet and deliver several shrewd blows on the trunk of the most barren of the trees, saying, “Will you now bear fruit or not? If you do not, I shall fell you.” To this the tree replied through the mouth of another man who had climbed a mangostin-tree hard by (the durian-tree being unclimbable), “Yes, I will now bear fruit; I beg of you not to fell me.” So in Japan to make trees bear fruit two men go into an orchard. One of them climbs up a tree and the other stands at the foot with an axe. The man with the axe asks the tree whether it will yield a good crop next year and threatens to cut it down if it does not. To this the man among the branches replies on behalf of the tree that it will bear abundantly. Odd as this mode of horticulture may seem to us, it has its exact parallels in Europe. On Christmas Eve many a South Slavonian and Bulgarian peasant swings an axe threateningly against a barren fruit-tree, while another man standing by intercedes for the menaced tree, saying, “Do not cut it down; it will soon bear fruit.” Thrice the axe is swung, and thrice the impending blow is arrested at the entreaty of the intercessor. After that the frightened tree will certainly bear fruit next year.
The conception of trees and plants as animated beings naturally results in treating them as male and female, who can be married to each other in a real, and not merely a figurative or poetical, sense of the word. The notion is not purely fanciful, for plants like animals have their sexes and reproduce their kind by the union of the male and female elements. But whereas in all the higher animals the organs of the two sexes are regularly separated between different individuals, in most plants they exist together in every individual of the species. This rule, however, is by no means universal, and in many species the male plant is distinct from the female. The distinction appears to have been observed by some savages, for we are told that the Maoris “are acquainted with the sex of trees, etc., and have distinct names for the male and female of some trees.” The ancients knew the difference between the male and the female date-palm, and fertilised them artificially by shaking the pollen of the male tree over the flowers of the female. The fertilisation took place in spring. Among the heathen of Harran the month during which the palms were fertilised bore the name of the Date Month, and at this time they celebrated the marriage festival of all the gods and goddesses. Different from this true and fruitful marriage of the palm are the false and barren marriages of plants which play a part in Hindoo superstition. For example, if a Hindoo has planted a grove of mangos, neither he nor his wife may taste of the fruit until he has formally married one of the trees, as a bridegroom, to a tree of a different sort, commonly a tamarind-tree, which grows near it in the grove. If there is no tamarind to act as bride, a jasmine will serve the turn. The expenses of such a marriage are often considerable, for the more Brahmans are feasted at it, the greater the glory of the owner of the grove. A family has been known to sell its golden and silver trinkets, and to borrow all the money they could in order to marry a mango-tree to a jasmine with due pomp and ceremony. On Christmas Eve German peasants used to tie fruit-trees together with straw ropes to make them bear fruit, saying that the trees were thus married.
In the Moluccas, when the clove-trees are in blossom, they are treated like pregnant women. No noise may be made near them; no light or fire may be carried past them at night; no one may approach them with his hat on, all must uncover in their presence. These precautions are observed lest the tree should be alarmed and bear no fruit, or should drop its fruit too soon, like the untimely delivery of a woman who has been frightened in her pregnancy. So in the East the growing rice-crop is often treated with the same considerate regard as a breeding woman. Thus in Amboyna, when the rice is in bloom, the people say that it is pregnant and fire no guns and make no other noises near the field, for fear lest, if the rice were thus disturbed, it would miscarry, and the crop would be all straw and no grain.
Sometimes it is the souls of the dead which are believed to animate trees. The Dieri tribe of Central Australia regard as very sacred certain trees which are supposed to be their fathers transformed; hence they speak with reverence of these trees, and are careful that they shall not be cut down or burned. If the settlers require them to hew down the trees, they earnestly protest against it, asserting that were they to do so they would have no luck, and might be punished for not protecting their ancestors. Some of the Philippine Islanders believe that the souls of their ancestors are in certain trees, which they therefore spare. If they are obliged to fell one of these trees, they excuse themselves to it by saying that it was the priest who made them do it. The spirits take up their abode, by preference, in tall and stately trees with great spreading branches. When the wind rustles the leaves, the natives fancy it is the voice of the spirit; and they never pass near one of these trees without bowing respectfully, and asking pardon of the spirit for disturbing his repose. Among the Ignorrotes, every village has its sacred tree, in which the souls of the dead forefathers of the hamlet reside. Offerings are made to the tree, and any injury done to it is believed to entail some misfortune on the village. Were the tree cut down, the village and all its inhabitants would inevitably perish.
In Corea the souls of people who die of the plague or by the roadside, and of women who expire in childbirth, invariably take up their abode in trees. To such spirits offerings of cake, wine, and pork are made on heaps of stones piled under the trees. In China it has been customary from time immemorial to plant trees on graves in order thereby to strengthen the soul of the deceased and thus to save his body from corruption; and as the evergreen cypress and pine are deemed to be fuller of vitality than other trees, they have been chosen by preference for this purpose. Hence the trees that grow on graves are sometimes identified with the souls of the departed. Among the Miao-Kia, an aboriginal race of Southern and Western China, a sacred tree stands at the entrance of every village, and the inhabitants believe that it is tenanted by the soul of their first ancestor and that it rules their destiny. Sometimes there is a sacred grove near a village, where the trees are suffered to rot and die on the spot. Their fallen branches cumber the ground, and no one may remove them unless he has first asked leave of the spirit of the tree and offered him a sacrifice. Among the Maraves of Southern Africa the burial-ground is always regarded as a holy place where neither a tree may be felled nor a beast killed, because everything there is supposed to be tenanted by the souls of the dead.
In most, if not all, of these cases the spirit is viewed as incorporate in the tree; it animates the tree and must suffer and die with it. But, according to another and probably later opinion, the tree is not the body, but merely the abode of the tree-spirit, which can quit it and return to it at pleasure. The inhabitants of Siaoo, an East Indian island, believe in certain sylvan spirits who dwell in forests or in great solitary trees. At full moon the spirit comes forth from his lurking-place and roams about. He has a big head, very long arms and legs, and a ponderous body. In order to propitiate the wood-spirits people bring offerings of food, fowls, goats, and so forth to the places which they are supposed to haunt. The people of Nias think that, when a tree dies, its liberated spirit becomes a demon, which can kill a coco-nut palm by merely lighting on its branches, and can cause the death of all the children in a house by perching on one of the posts that support it. Further, they are of opinion that certain trees are at all times inhabited by roving demons who, if the trees were damaged, would be set free to go about on errands of mischief. Hence the people respect these trees, and are careful not to cut them down.
Not a few ceremonies observed at cutting down haunted trees are based on the belief that the spirits have it in their power to quit the trees at pleasure or in case of need. Thus when the Pelew Islanders are felling a tree, they conjure the spirit of the tree to leave it and settle on another. The wily negro of the Slave Coast, who wishes to fell an ashorin tree, but knows that he cannot do it so long as the spirit remains in the tree, places a little palm-oil on the ground as a bait, and then, when the unsuspecting spirit has quitted the tree to partake of this dainty, hastens to cut down its late abode. When the Toboongkoos of Celebes are about to clear a piece of forest in order to plant rice, they build a tiny house and furnish it with tiny clothes and some food and gold. Then they call together all the spirits of the wood, offer them the little house with its contents, and beseech them to quit the spot. After that they may safely cut down the wood without fearing to wound themselves in so doing. Before the Tomori, another tribe of Celebes, fell a tall tree they lay a quid of betel at its foot, and invite the spirit who dwells in the tree to change his lodging; moreover, they set a little ladder against the trunk to enable him to descend with safety and comfort. The Mandelings of Sumatra endeavour to lay the blame of all such misdeeds at the door of the Dutch authorities. Thus when a man is cutting a road through a forest and has to fell a tall tree which blocks the way, he will not begin to ply his axe until he has said: “Spirit who lodgest in this tree, take it not ill that I cut down thy dwelling, for it is done at no wish of mine but by order of the Controller.” And when he wishes to clear a piece of forest-land for cultivation, it is necessary that he should come to a satisfactory understanding with the woodland spirits who live there before he lays low their leafy dwellings. For this purpose he goes to the middle of the plot of ground, stoops down, and pretends to pick up a letter. Then unfolding a bit of paper he reads aloud an imaginary letter from the Dutch Government, in which he is strictly enjoined to set about clearing the land without delay. Having done so, he says: “You hear that, spirits. I must begin clearing at once, or I shall be hanged.”
Even when a tree has been felled, sawn into planks, and used to build a house, it is possible that the woodland spirit may still be lurking in the timber, and accordingly some people seek to propitiate him before or after they occupy the new house. Hence, when a new dwelling is ready the Toradjas of Celebes kill a goat, a pig, or a buffalo, and smear all the woodwork with its blood. If the building is a lobo or spirit-house, a fowl or a dog is killed on the ridge of the roof, and its blood allowed to flow down on both sides. The ruder Tonapoo in such a case sacrifice a human being on the roof. This sacrifice on the roof of a lobo or temple serves the same purpose as the smearing of blood on the woodwork of an ordinary house. The intention is to propitiate the forest-spirits who may still be in the timber; they are thus put in good humour and will do the inmates of the house no harm. For a like reason people in Celebes and the Moluccas are much afraid of planting a post upside down at the building of a house; for the forest-spirit, who might still be in the timber, would very naturally resent the indignity and visit the inmates with sickness. The Kayans of Borneo are of opinion that tree-spirits stand very stiffly on the point of honour and visit men with their displeasure for any injury done to them. Hence after building a house, whereby they have been forced to ill-treat many trees, these people observe a period of penance for a year during which they must abstain from many things, such as the killing of bears, tiger-cats, and serpents.