Oc. install surveillance cameras. d. collect physical evidence.

Auditing: A Risk Based-Approach (MindTap Course List)
11th Edition
ISBN:9781337619455
Author:Karla M Johnstone, Audrey A. Gramling, Larry E. Rittenberg
Publisher:Karla M Johnstone, Audrey A. Gramling, Larry E. Rittenberg
Chapter3: Internal Control Over Financial Reporting: Responsibilities Of Management And The External Auditor
Section: Chapter Questions
Problem 39RQSC
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QUESTION 10
In recent vears. organizations have implemented a number of initiatives to more proactively detect fraud. The first andmost common
proactive fraud detection approach has been to:
a. install reporting hotlines.
Ob.conduct undercover operations.
Oc. install surveillance cameras,
Od. collect physical evidence.
QUESTION 11
Which of the following is the foundation for all other components of internal control, providing discipline and structure?
a. Open-door policy
Control environment
b.
Whistle-blowing system
Oc.
Surveillance
d.
Transcribed Image Text:QUESTION 10 In recent vears. organizations have implemented a number of initiatives to more proactively detect fraud. The first andmost common proactive fraud detection approach has been to: a. install reporting hotlines. Ob.conduct undercover operations. Oc. install surveillance cameras, Od. collect physical evidence. QUESTION 11 Which of the following is the foundation for all other components of internal control, providing discipline and structure? a. Open-door policy Control environment b. Whistle-blowing system Oc. Surveillance d.
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